Overview
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Academic contacts
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Offerings
DUBAI-ISC-TJD-INT-2023-2023
DUBAI-ISC-TJD-INT-2025-2025
DUBAI-ISC-TMD-INT-2024-2024
DUBAI-ISC-TSD-INT-2023-2023
DUBAI-ISC-TSD-INT-2025-2025
KAPLAN-SGP-TJA-INT-2023-2023
KAPLAN-SGP-TJA-INT-2025-2025
KAPLAN-SGP-TMA-INT-2024-2024
KAPLAN-SGP-TSA-INT-2023-2023
KAPLAN-SGP-TSA-INT-2025-2025
MURDOCH-S1-EXT-2018-ONGOING
MURDOCH-S1-INT-2018-ONGOING
Requisites
Exclusion
Enrolment rules
Students who are enrolled in the Bachelor of Laws (LLB) may not enrol in this unit for credit unless they are enrolled in the Bachelor of Laws / Bachelor of Business, and enrolled in the Finance major. If in doubt, please contact the Business Academic Chair
Other learning activities
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Learning activities
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Learning outcomes
1.
Understand the role of regulators in relation to the Australian finance and financial services industry
2.
Understand the law in relation to consumer credit
3.
Understand how the Australian Securities Exchange is regulated and the law in relation to transactions such as takeovers
4.
Understand how financial services and products (in particular managed investment schemes) are regulated
5.
Understand the law governing the financial service licensee – client relationship
6.
Be able to apply your knowledge of the law to practical factual situations
Assessments
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